Services

Core Retirement Account Management

 

Core retirement account management is for 401(k), 403(b), or 457 accounts that don’t offer the Self Directed Brokerage Account (SDBA) option. We accept full fiduciary responsibility for managing accounts and provide a legal safe harbor as defined by the applicable sections of the ERISA federal retirement law and the Internal Revenue Service Code.

We offer five retirement account management strategies. All options use diversified asset allocation strategies to control risk without inhibiting investment flexibility. The client along with the representative determine the appropriate strategy based on goals, objectives, risk tolerance, needs and time frame of the participant.

Our retirement account management is ideal for a wide range of clients. Designed for both a participant who is just beginning to save for retirement as well as a participant with an established account who is preparing to retire.

 

 

Fund Companies

  • Fidelity 403B
  • Security Benefit Life 401(k)

  • Security Benefit Life 403(b)

  • TIAA1

Primary Benefits

  • Full Acceptance of Fiduciary Responsibility
  • Optimization of Core Choices
  • Relationship with the Largest Retirement Plan Providers
  • Risk Management Optimization

Core Retirement Window Retirement Plan Strategies

Conservative2

For the investor seeking stability. The primary goal of this strategy is capital preservation, with capital appreciation being secondary. It has a low level of risk/volatility.

Moderately Conservative2

For the investor seeking capital appreciation and preservation. The primary goal of this strategy is long-term capital appreciation, with income being secondary. It has a low level of risk/volatility.

Asset Allocation3

For the conservative investor seeking capital appreciation and current income. The primary goal of this strategy is long-term capital appreciation, with some emphasis on current income. It has a moderate level of risk/volatility.

Strategic Equity3

For the investor seeking capital appreciation through equities. The primary goal of this strategy is long-term capital appreciation. It has a moderately high level of risk/volatility.

Global Retirement2,3

For the aggressive investor seeking long-term capital appreciation. The emphasis of this strategy is on long-term capital appreciation. It has a high level of risk/volatility.

Investing in any securities involves a risk of loss.

1. TIAA: Due to sub-account limitations, we are able to offer Moderate and Moderately Aggressive only.
2. Conservative, Moderate Conservative and Global are only available at select custodians.
3. Strategic Equity Portfolio was referred to as Moderately Aggressive Portfolio previous to April 1, 2017
Asset Allocation Portfolio was referred to as Moderate Portfolio previous to April 1, 2017
Global Retirement Portfolio was referred to as Aggressive Retirement Portfolio previous to April 1, 2017