Broker Check
Linda  Hoard

Linda Hoard

Chief Compliance Officer

TPFG's Chief Compliance Officer, Linda Hoard, is a senior level investment management attorney and compliance expert. Since June 2023, she has served as a legal and compliance adviser to FiSolve, LLC. In that role, she provides compliance services to FiSolve’s investment adviser clients.

Prior to FiSolve, Linda headed the Ohio Legal Administration office of Ultimus Fund Solutions, LLC as an Associate General Counsel and Senior Vice President. During her four years at Ultimus, she addressed regulatory issues, prepared SEC filings,and provided board administration services for investment company clients as well as supervising the work of numerous attorneys and paralegals. 

Before joining Ultimus, Linda was a Senior Managing Counsel and Managing Director at BNY Mellon. For fourteen years, she headed BNY Mellon’s Regulatory Administration Department which was comprised of over 50 professional staff members, which provided regulatory and compliance-related services to investment company clients. 

She has also served as an Assistant General Counsel in the Legal Department of MFS Investment Management, a large investment adviser. Throughout her career, Linda has interacted with Fund boards on behalf of her clients.

 Linda received her J.D. from Boston College Law School where she was Executive Editor of the Boston College Law Review. In addition, she was granted a B.A. and M.Ed. from Boston College as well as an M.A. from Fordham University. Throughout her career, Linda has had various speaking engagements within the investment management industry and is well known as an excellent leader and colleague.