Broker Check



Online client onboarding that eliminates the disruptions caused by manually filling out paperwork.

GPS streamlines and digitizes the onboarding process for new accounts and the submission of service requests for existing accounts.

Currently, the paperwork procedure is often laborious, manual, and prone to errors. Clients and advisors are required to obtain completed paperwork, sign the documents, and email the finalized package back to TPFG. This can cause disruptions for both advisors and clients. Our GPS solution will simplify this entire process. Advisors and clients will be able to answer basic questions online, and all necessary paperwork will be automatically completed, signed online (where permitted), and promptly submitted to TPFG for processing upon completion.

<h2 data-section-id="9" data-box-id="1" data-box-type="title">Delight the customer, from day one.</h2>

Delight the customer, from day one.

It's Time to Reimagine the New Client Experience.

Let us know how GPS is helping your enterprise.

We kindly request that you participate in our brief survey to inform us of the ways in which GPS technology is positively impacting your organization. Your valuable insights will help us better understand how we can continue to provide effective solutions tailored to your needs. Thank you for taking the time to share your thoughts with us.


Available Account Types

  • Fidelity
    • Programs: Strategy Plus, SMA, EPIC (standard)
    • Programs: Strategy Plus, SMA, EPIC (standard)
    • SDBA (BrokerageLink)
    • Non-Discretionary SDBA
    • Non-Qualified (Individual, Joint, Estate, UGMA/UTMA, Guardianship, Conservatorship)
      • Programs: Strategy Plus, SMA, EPIC (standard)
    • Qualified (IRA, Roth IRA, Rollover IRA, SEP IRA)
      • Programs: Strategy Plus, SMA, EPIC (standard)
    • Schwab
      • Programs: Strategy Plus, SMA
      • SDBA (PCRA)
      • Non-Discretionary SDBA
      • Qualified (IRA, Roth IRA, Rollover IRA, SIMPLE IRA)
    • Empower
      • SDBA
      • Non-Discretionary SDBA
    • Security Benefit
      • Programs: Core Retirement Optimization (CRO), Variable Annuity Optimization (VAO)

    Service Requests Forms Available in GPS

    • Investment Election Change
    • DCA Request
    • Change of IAR and/or Financial institution
    • Resignation with No liquidation
    • Partial Account Liquidation
    • Resignation with full liquidation

    What's Behind GPS Security?

    Within GPS, we have built an Information Security Management Framework that helps ensure you are confident your data is safe and protected against malicious attack. We have built security to safeguard your most valuable asset, your data.

    We continually assess risk and improve security by upholding the confidentiality, integrity, and availability triad of the service. We regularly review and update information security policies, carry out internal information security training, perform application and network security testing, monitor compliance with information security policies, and conduct internal and external risk assessment.

    Security Features

    Advisers and clients can access, complete, sign and submit completed new account and service request forms directly to TPFG via custom portal. GPS services confidently, 24 x 7, on an efficient and compliant digital platform:

    Supported Multi-Factor Authentication (MFA) ID Verification Methods

    MFA adds an additional layer of security against account-compromised attacks, making it significantly more difficult for data to be accessed by criminals:

    • Email
    • SMS (text)
    • KBA (Knowledge Based Authentication

    Data Encryption

    Encryption serves as the last and strongest line of defense of our security strategy. We use encryption to safeguard your data and help you maintain control over it:

    • TLS with up to AES-256 encryption in transit
    • Data at rest is protected by using FIPS140-2 standards compliant encryption

    Solution Platforms are:

    • SOC1 and SOC2 Compliant
    • ISO/IEC 27001 Certified

    GPS Resource Center

    &#160; &#160; DocuSign Download Instructions

        DocuSign Download Instructions

    When you need to download documents prior to the completion of a DocuSign envelope

    GPS Capabilities Overview&#160;

    GPS Capabilities Overview 

    A concise overview of GPS features, functionality, and security and data protection

    Sales Consultants Ready to Help

    Sales Consultants Ready to Help

    Our team is ready to answer your questions and get you ramped up quickly with GPS

    GPS User Guide - New Account Opening

    GPS User Guide - New Account Opening

    Detailed instructions to guide you through the NEW account opening process

    GPS User Guide -Service Requests

    GPS User Guide -Service Requests

    A detailed instruction guide to help you process service requests on EXISTING accounts

    DocuSign Print &#38; Sign Instructions

    DocuSign Print & Sign Instructions

    When an electronic signature is not accepted, use the Print & Sign feature to obtain a wet signature

    <br/><h2 data-section-id="9" data-box-id="1" data-box-type="title">Fast. Friendly. Obstacle Free.</h2><br/>

    Fast. Friendly. Obstacle Free.

    A step-by-step guide to submitting service requests in GPS.

    Adaptive Digital Interview

    Adaptive Digital Interview

    Clients will only be asked questions relevant to their specific application.

    Smart Form Fields

    Smart Form Fields

    Field validations are in place throughout the digital application to ensure accuracy.

    Application Dashboard

    Application Dashboard

    View your in-progress applications in a centralized dashboard.

    Single Signing Package

    Single Signing Package

    All TPFG and Custodian forms contained in one package.

    Digital Signature Option

    Digital Signature Option

    Use eSignature or print, sign and upload documents

    Highly Secure Platform

    Highly Secure Platform

    Information management security framework to safeguard your most valuable asset, your data.

    Stay In the Know.

    Stay In the Know.

    The latest on GPS product updates and enhancements.

    Yes! Tell me more about GPS.

    Thank you!